Wade Cox photo

Wade Cox

Vice-President, Trading Review and Analysis

As Vice President, Trading Review & Analysis, Wade Cox leads a national team of investigative analysts responsible for preliminary reviews of market conduct violations (UMIR and securities legislation). Wade joined IIROC in 2009 as Director, Trading Surveillance and Compliance, where he was responsible for the real time and post trade market surveillance teams covering the TSX Venture Exchange. Prior to joining IIROC Wade held investigative roles at Market Regulation Services and spent several years trading Canadian and US securities at a Vancouver based investment dealer.